In addition to the $1.625 million penalty, MassMutual agreed to cease and desist from committing or causing any violations and any future violations of Section 34(b) of the Investment Company Act. (b) Exhibit 3 . According to the SEC's order instituting settled administrative proceedings, MassMutual offered GMIB 5 and 6 riders from 2007 to 2009 as an optional feature on certain variable annuity products. TGLVY Massachusetts law limits the “surplus” funds that a mutual life insurance company may retain from its “participating business” to “an amount not in excess of twelve percent of its reserve for such business . Aggregate reserve for life contracts $ 113,372,501,503 less $ included in Line 6.3 (including $ 122,115,733 Modco Reserve) 113,372,501,503 109,391,085,184 2. Search EDGAR Comment Letters. PCP. Filing 2 PRAECIPE TO ISSUE SUMMONS re #1 Complaint, by Plaintiff The Savings Bank Mutual Life Insurance Company of Massachusetts (Buhite, Russell) May 22, 2019 Filing 1 COMPLAINT for Declaratory Relief against defendant(s) Denise Raymond (Receipt # 0981-5777633), filed by The Savings Bank Mutual Life Insurance Company of Massachusetts. . MASSACHUSETTS MUTUAL LIFE INSURANCE CO raised $14,260,755 from 6 investors on 2012-06-07. After reviewing MassMutual's prospectuses and other disclosures, they believed that if the GMIB value reached the cap, investors could take withdrawals and the GMIB value would remain at the cap. 1 Twitter 2 Facebook 3RSS 4YouTube Here you'll find links to a complete list of filings available through EDGAR and instructions for searching the EDGAR database. Nothing on this website constitutes, or is meant to constitute, advice of any kind. SEC Edgar Filing Tracker Companies with new SEC filings today. Massachusetts Mutual Life Insurance Company or MassMutual, along with its subsidiaries, manages a significant number of mutual funds across different categories, including both equity and fixed-income funds. Massachusetts Mutual Life Insurance Co – STOCK PURCHASE AGREEMENT (November 15th, 2002). 1)* Invesco Ltd. (Name of Issuer) Common Shares, par value $0.20 per share (Title of Class of Securities) G491BT108 (CUSIP Number) Massachusetts Mutual Life Insurance Company 1295 State Street Springfield, MA 01111 Attention: Michael O'Connor (800) 767-1000 After a number of such withdrawals, depending on market conditions, both the contract value and the GMIB value could decline and adversely affect the amount a customer could apply to an annuity and the future income stream. - SPRINGFIELD, Mass.-(BUSINESS WIRE)-Massachusetts Mutual Life Insurance Company (MassMutual) and Stone Ridge Asset Management (Stone Ridge), an asset manager with more than $10 billion in assets under management (AUM) that focuses on registered investment advisers (RIAs), institutions, and insurance companies, today announced that MassMutual and Stone Ridge Holdings Group have entered into a defini. The SEC's investigation was conducted by Attorney-Advisor Daniel H. Rubenstein and supervised by Associate Director Stephen L. Cohen and Assistant Director C. Joshua Felker. Type Description Date Download. for registration and will fill up soon, so sign up now! Please confirm for access to all your SPH accounts. - A recent investment in Bitcoin by Massachusetts Mutual Life Insurance Co. highlights the potential for additional institutional demand for the cryptocurrency in coming years, according to JPMorgan Chase & Co. 12-14 businesstimes.com.sg 12-16 barrons.com Insto roundup: Malaysia military pension fund chief leaves; GPIF warily buying more real estate | Asset Owners | AsianInvestor. 1 - Accession Number 0000009015-02-000128 - Filing - SEC This page shows a list of all the recent SEC filings of Massachusetts Mutual Life Insurance Co, SC 13D/A - IVZ / Invesco Ltd. / MASSACHUSETTS MUTUAL LIFE INSURANCE CO - SC 13D/A Activist Investment, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. Massachusetts Mutual Life Insurance Co is registered with the U.S. Security and Exchange Commission and incorporated in the state of Massachusetts. Hello, your email is unverified. .” M.G.L. How to Research Public Companies Learn how to quickly research a company's operations and financial information with EDGAR search tools.. Form Types Review reference versions of EDGAR forms filed by companies, funds, and individuals.. Investor.gov Your online resource to help you make sound investment decisions and avoid fraud. Sign up for Email Alerts. Tuesday, May 29, 2012. 12-14 investmentnews.com Find all of our SEC filings here. Prudential Financial is not affiliated in any manner with Prudential plc, an international group incorporated in the United Kingdom or the Prudential Assurance Company, a subsidiary of M&G plc, a company incorporated in the United Kingdom. © 2015-2020 Fintel Ventures LLC. Guides. The Securities and Exchange Commission today charged Massachusetts Mutual Life Insurance Company with securities law violations for failing to sufficiently disclose the potential negative impact of a "cap" it placed on a complex investment product that investors were planning to use for retirement. Massachusetts Mutual Life Insurance Company NAIC Group Code 0435 0435 NAIC Company Code 65935 Employer's ID Number 04-1590850 (Current) (Prior) Organized under the Laws of Massachusetts , State of Domicile or Port of Entry Massachusetts Country of Domicile United States of America Incorporated/Organized 05/15/1851 Commenced Business 08/01/1851 - Whitney Tilson’s email to investors discussing that Bitcoin is fundamentally worthless; America’s biggest companies are flourishing during the pandemic and putting thousands of people out of work. Company. "Investors shouldn't have their retirement nest eggs at risk because of undisclosed investment complexities," said Robert Khuzami, Director of the SEC's Division of Enforcement. 7113 200 Park Avenue New York, NY 10166. The Massachusetts Mutual Life Insurance Company (MassMutual), founded in 1851, is an American mutual life insurance company serving five million clients. SEC Filings Featured Documents Filing Date Form View; November 19, 2020. Massachusetts Mutual Life Insurance Co - ‘SC 13D’ on 11/15/02 re: Alabama Aircraft Industries, Inc Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. Unlike the contract value of the annuity that fluctuates with the performance of the underlying investment, the GMIB value increases by a compound annual interest rate of either 5 or 6 percent and allows investors to make withdrawals any time during the annuity's accumulation phase. Washington, D.C., Nov. 15, 2012 —. Webinars are open As of and for the years ended December 31, 2019 and 2018 MassMutual's sales literature highlighted the guarantee provided by the riders by stating, "Even if your contract value drops to zero, you can apply your GMIB value to a fixed or variable annuity." AND SUBSIDIARIES . - Now that bitcoin has clearly overcome its 2017 record highs, many cryptocurrency investors are asking if it's time whether to either buy or sell. Current page 1 Page 2 Page 3 Page 4 … To view pages properly, enable JavaScript in your browser. Our commitment to diversity Since our beginning nearly 170 years ago, we've been a company of people helping people. - MassMutual has inked a deal with broker-dealer Stone Ridge Holdings Group to acquire its subsidiary fintech platform Flourish, the companies announced Monday. Cos Only ETFs Only Search Active STAY CONNECTED CONSOLIDATED STATUTORY FINANCIAL STATEMENTS . Pruco Life Insurance Company, an Arizona company - California COA # 3637. Every year, directors are nominated for re-election by the Board's Corporate Governance Committee based on character, judgment, business acumen and experience. In the Matter of Massachusetts Mutual Life Insurance Company Administrative Proceeding File No. Search for Company Filings. The combined portfolio builder allows you to identify the most widely held stocks in a group of funds. Contact us. . Massachusetts Mutual Life Insurance Co - ‘SC 13D’ on 11/15/02 re: Alabama Aircraft Industries, Inc Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. For financial reporting, their fiscal year ends on December 31st. Massachusetts Mutual Life Insurance Company - Rate Filing | disb - Hello, your email is unverified. Cos Only ETFs Only Search Active RESEND VERIFICATION EMAIL, 12-18 valuewalk.com View our SEC filings and reports. UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS CIVIL ACTION NO. . Our most recent filings are listed first, and a searchable archive of all past filings is available below. Bitcoin approached $20,000 in 2017 and finally topped the mark in 2020. Prudential Financial is not affiliated in any manner with Prudential plc, an international group incorporated in the United Kingdom or the Prudential Assurance Company, a subsidiary of M&G plc, a company incorporated in the United Kingdom. This UNDERWRITING AND SERVICING AGREEMENT is made this 16th day of December, 2014, by and between MML Investors Services, LLC (“MMLIS”) and Massachusetts Mutual Life Insurance Company (“MassMutual”), on its own behalf and on behalf of MassMutual’s variable annuity and variable life separate accounts included on … Pruco Life Insurance Company, an Arizona company - … 11/18/20 FWP Free Writing Prospectus - Filing under Securities Act Rules 163/433 11/17/20 424B2 Prospectus filed pursuant to Rule 424(b)(2) 11/13/20 4 Statement of Changes in Beneficial Ownership DEFENDANT Consolidated With PURVIS WILLIAM HILL, JR. V. PLAINTIFF CIVIL ACTION NO. Since 1998, it has traded under the name MassMutual Financial Group. Following the SEC's investigation, MassMutual undertook the remedial step of removing the cap entirely from these riders in order to guarantee that no investor will ever reach the cap. Long Term Care filing of Tax-Qualified Policy forms listed in the attached Form Filing Cover Sheet which includes previous approval dates and corresponding SERFF tracking numbers. Fintel makes no representations or warranties in relation to this website or the information and materials provided on this website. MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY . Prudential Retirement Insurance and Annuity Company - California COA # 08003. Company Search Form: Company Submit Search: Ticker Search Form: Ticker Submit Search: ... Lombard International Life Assurance Co Separate Account VA 285. TPGVF The Prudential Life Insurance Company of America Newark, NJ. 4:15-CV-184-DMB-JMV MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY AND JOHN DOES 1-3 DEFENDANTS ORDER APPROVING IN PART FEES AND EXPENSES By Order dated March 17, 2017, this Court granted in part identical motions for entry of an order to show cause [#69 in 4:15cv166 & #62 in No. Massachusetts Mutual Life Insurance Company (MassMutual), a mutual life insurance company domiciled in the Commonwealth of Massachusetts, and its domestic life insurance subsidiaries domiciled in the State of Connecticut (collectively, the Company), provide individual and group life insurance, disability insurance, individual and group annuities and guaranteed interest contracts … Schedule 13D and 13G filing information for institutional investment manager or hedge fund MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY WhaleWisdom Search All Search 13F Filers Only Search SEC Filer Search Stocks Only Search Mgmt Inv. 3Rss 4YouTube 5 Flickr 6LinkedIn 7 Pinterest 8 email Updates COA # 08003 8 email Updates 12-16 barrons.com this... ) 788-8411 November 15, 2012 Qualifying Judgment/Order: November 15, 2012 Judgment/Order! 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